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Headline Issue Diary Date
UK-based adviser has permission revoked by FCA for failing to submit returns; lessons can be highlighted to all FSPs 281 CompliNEWS 14 Jul 2023
Preparing for the consumer duty implementation in the UK as 31 July deadline approaches: changes, challenges, and considerations 281 CompliNEWS 14 Jul 2023
Ethics in the financial services industry: promoting trust, responsibility, and sustainability 42 CompliNEWS Ethics 17 Jul 2023
FSCA grants exemption to Sasria Soc Limited from section 35(1) of the Short-term Insurance Act 281 CompliNEWS 14 Jul 2023
FSCA warns public about unauthorised activities of United African Stokvel 281 CompliNEWS 14 Jul 2023
FSCA draft Position Paper highlights regulatory proposals for Open Finance in South Africa; what is Open Finance? 281 CompliNEWS 14 Jul 2023
Fitch ratings maintains SA's debt ratings at 'BB-' with stable outlook, warns of possible downgrade 281 CompliNEWS 14 Jul 2023
Solicitor turned property developer wins claim for return of $700 000 investment in fraudulent scheme 281 CompliNEWS 14 Jul 2023
Financial Matters Amendment Act in force with implications for auditing profession 281 CompliNEWS 14 Jul 2023
Finance Minister emphasises parliamentary and cabinet involvement in implementing Zondo Commission recommendations 281 CompliNEWS 14 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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