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Headline Issue Diary Date
FCA intensifies crackdown on unlicensed crypto ATMs across the UK 280 CompliNEWS 07 Jul 2023
FST Case involving Creda Communications and the Pension Funds Adjudicator and others (Reconsideration application – Retrenchment benefit – Employer’s breach of statutory duty) 280 CompliNEWS 07 Jul 2023
Over 63% of qualifying depositors reimbursed at troubled Habib Overseas Bank: PwC 280 CompliNEWS 07 Jul 2023
Court orders medical regulator to explain block on low-cost healthcare: BHF wins interim legal battle 280 CompliNEWS 07 Jul 2023
Financial Sector Conduct Authority releases draft Position Paper on 'Open Finance' in South Africa 280 CompliNEWS 07 Jul 2023
FSCA warns public about unauthorised Cash Team Trading's high-risk investment offers 280 CompliNEWS 07 Jul 2023
Exemption granted by FSCA to certain funds from provisions of Pension Funds Act 280 CompliNEWS 07 Jul 2023
Notice of approved amendments to Strate (Pty) Ltd rules by FSCA 280 CompliNEWS 07 Jul 2023
FSCA warns consumers about mule bank account scams, urges vigilance 280 CompliNEWS 07 Jul 2023
China's Central Bank fines Ant Group and Tencent in effort to establish normalised fintech supervision 280 CompliNEWS 07 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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