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Headline Issue Diary Date
Establishing harmonised framework for crypto-asset markets in the EU 281 CompliNEWS 14 Jul 2023
Embracing ESG principles: a growing trend among corporate entities in Namibia 281 CompliNEWS 14 Jul 2023
How to draft an effective Vision Statement 281 CompliNEWS 14 Jul 2023
Trust deficit in 2023: exploring the causes and implications 42 CompliNEWS Ethics 17 Jul 2023
31 July 2023 deadline approaches for accountable institutions to submit risk and compliance return to the Financial Intelligence Centre 281 CompliNEWS 14 Jul 2023
UK Supreme Court dismisses claims against banks in fraud case, closes loophole for fraud victims 281 CompliNEWS 14 Jul 2023
Bastion Capital London Ltd hit with £2.5m FCA fine for major financial control breaches 281 CompliNEWS 14 Jul 2023
Seminar 280 CompliNEWS 07 Jul 2023
NAD Property Income Fund wins High Court battle against Guardrisk for payment under unconditional construction guarantee 280 CompliNEWS 07 Jul 2023
Former Mozambican Finance Minister Manuel Chang extradited to US to face $2 billion fraud charges 280 CompliNEWS 07 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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