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Headline Issue Diary Date
Gauteng High Court (Pretoria) – Dismissal of the application in Pityana v ABSA Group Limited and Others, with costs 279 CompliNEWS 30 Jun 2023
Financial services – Mpho Nemutshili and First National Bank a division of FirstRand Bank Limited (debarment reconsideration) 279 CompliNEWS 30 Jun 2023
FSCA issues public warning against Trading.com 279 CompliNEWS 30 Jun 2023
Crypto exchanges to be licensed by year end 279 CompliNEWS 30 Jun 2023
Information Regulator imposes R5m fine on Department of Justice for POPIA violations, first ever fine issued 279 CompliNEWS 30 Jun 2023
The global landscape of cybersecurity laws and regulations: A 2023 perspective 279 CompliNEWS 30 Jun 2023
Tax avoidance – U Taxpayer v Commissioner, SARS (assessment following impermissible tax avoidance scheme) 279 CompliNEWS 30 Jun 2023
UK's FCA calls for better treatment of vulnerable customers by short-term insurers following complaints surge 279 CompliNEWS 30 Jun 2023
South Africa bolsters efforts to exit global financial watchdog's 'greylist', aiming to preserve investor confidence 279 CompliNEWS 30 Jun 2023
SARS fails to meet its targets 279 CompliNEWS 30 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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