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Headline Issue Diary Date
Regulations – New rules for advertising and infomercials 279 CompliNEWS 30 Jun 2023
Protection for whistleblowers 279 CompliNEWS 30 Jun 2023
Nova Property Group faces winding up applications for 12 companies over alleged unpaid debts 279 CompliNEWS 30 Jun 2023
Northern Cape businessman arrested for alleged R147m fraud and money laundering scam 279 CompliNEWS 30 Jun 2023
Revix forced to freeze 25% of client crypto assets as service provider halts withdrawals 279 CompliNEWS 30 Jun 2023
DBS Bank, Swedbank Latvia, and UAB Payrnet face hefty fines over regulatory violations 279 CompliNEWS 30 Jun 2023
Insurance Australia Limited slapped with record $40m fine over misleading discount claims 279 CompliNEWS 30 Jun 2023
Pension Funds Adjudicator sets aside pension allocation 278 CompliNEWS 23 Jun 2023
Treasury addresses two-pot pension concerns 278 CompliNEWS 23 Jun 2023
FSCA extends exemptions for banks and financial entities under FAIS Act until 2025 278 CompliNEWS 23 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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