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Headline Issue Diary Date
FATF greylists Vietnam over risk of weapons proliferation financing 278 CompliNEWS 23 Jun 2023
Namibia hustles to amend critical bills to avoid FATF greylisting 278 CompliNEWS 23 Jun 2023
FATF reveals: majority of jurisdictions falling short on crypto anti-money laundering norms; urgent action required 278 CompliNEWS 23 Jun 2023
Nigeria steps up measures to exit FATF's greylist, slashes identified deficiencies from 84 to 15 278 CompliNEWS 23 Jun 2023
South Africa responds to FATF's call: new legislation mandates beneficial ownership disclosure by October 2023 278 CompliNEWS 23 Jun 2023
Former Perth financial adviser banned permanently by ASIC in Australia 278 CompliNEWS 23 Jun 2023
The power of ethics in driving corporate success 278 CompliNEWS 23 Jun 2023
South Africa's NHI Bill fails to address key health system challenges, says UCT Public Policy professor 278 CompliNEWS 23 Jun 2023
FST – Pension Funds – Landmark decision in Chissano case highlights importance of timely benefit payments 278 CompliNEWS 23 Jun 2023
Australian parliamentary inquiry launched to examine Perth Mint's compliance with AML laws 277 CompliNEWS 19 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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