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Headline Issue Diary Date
The Trade-Offs of a Four-Day Working Week: A Closer Look 276 CompliNEWS 09 Jun 2023
Binance US suspends US dollar deposits amid legal challenges 276 CompliNEWS 09 Jun 2023
AI technology takes centre stage in the financial advice sector: 2023 Schroders UK Financial Adviser Pulse survey insights 276 CompliNEWS 09 Jun 2023
BHF raises concerns over South Africa’s national Health Insurance Bill, calls for revisions 276 CompliNEWS 09 Jun 2023
UK's FCA imposes stricter rules on cryptoasset marketing to protect consumers 276 CompliNEWS 09 Jun 2023
FATF releases Mutual Evaluation Report on Qatar: highlights achievements and calls for strengthened measures against money laundering and terrorist financing 276 CompliNEWS 09 Jun 2023
FSCA warns the public against people impersonating FSCA Commissioner Unathi Kamlana 276 CompliNEWS 09 Jun 2023
Business contingency plans are essential in today’s world 275 CompliNEWS 04 Jun 2023
Advisers warn financial planning is becoming harder – HSBC 275 CompliNEWS 04 Jun 2023
MiFID II compliance issues persist among UK and European advisers, warns Oxford Risk 275 CompliNEWS 04 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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