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Headline Issue Diary Date
Financial Services Tribunal upholds decision, dismisses Paparouzkja Rogers' application for reconsideration of death benefit allocation 275 CompliNEWS 04 Jun 2023
EE targets a clear case of overreach 275 CompliNEWS 04 Jun 2023
Mpho Caroline Masebe v Standard Bank (when and under what circumstances a person becomes a representative subject to debarment) 275 CompliNEWS 04 Jun 2023
SEC files lawsuit against Coinbase for alleged unregistered broker operations 275 CompliNEWS 04 Jun 2023
Exemptions granted to specific funds from sections 9A and 16 of the Pension Funds Act, 1956 275 CompliNEWS 04 Jun 2023
Cybersecurity officers experience burnout and turn to in-house legal teams for support, survey shows 275 CompliNEWS 04 Jun 2023
Five years of GDPR: Key learnings for businesses and the path forward in data protection 275 CompliNEWS 04 Jun 2023
Adapting to new screening protocols: Complying with FIC Directive 8 and PCC 55 while upholding labour laws 275 CompliNEWS 04 Jun 2023
G7 crypto regulation: Potential threat to DeFi and future of financial innovation 275 CompliNEWS 04 Jun 2023
SARS implements stricter controls on overseas capital transfers to combat 'grey list' status 275 CompliNEWS 04 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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