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Headline Issue Diary Date
GDPR – Deutsche Kreditbank fined EUR 300,000 for insufficient fulfilment of data subject rights 275 CompliNEWS 04 Jun 2023
Microsoft fined for illegally collecting children's data 275 CompliNEWS 04 Jun 2023
Binance and CEO face lawsuit by US financial watchdog, accused of risking investor assets, SEC files 13 charges 275 CompliNEWS 04 Jun 2023
Independent Regulatory Board for Auditors urgently seeks legislation for mandatory audit firm rotation 275 CompliNEWS 04 Jun 2023
Patel finalising Companies Amendment Bill 275 CompliNEWS 04 Jun 2023
Eastern Cape woman sentenced to five years in jail for fraud and money laundering 275 CompliNEWS 04 Jun 2023
National Health Insurance Bill criticised for potential negative impact on private healthcare sector and global workforce attraction 275 CompliNEWS 04 Jun 2023
R495m ‘Ponzi’ investment scheme company liquidated 275 CompliNEWS 04 Jun 2023
Former Coinbase manager and his brother agree to settle insider trading charges relating to crypto asset securities 275 CompliNEWS 04 Jun 2023
UK's FCA imposes £17.2m fine for oversight failures in cum-ex trading 275 CompliNEWS 04 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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