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Headline Issue Diary Date
FSCA warns the public against Greyshore Investments (Pty) Ltd and Ashley Mmachewe Mphaka 274 CompliNEWS 28 May 2023
Financial Markets Act: Amendments to JSE Derivatives Rules and JSE Interest Rate and Currency Derivatives Rules to allow pledging of securities as collateral: Public input encouraged 274 CompliNEWS 28 May 2023
Financial Markets Act: JSE Clear (Pty) Ltd Rules: Amendments for inclusion of securities collateral: Public input encouraged 274 CompliNEWS 28 May 2023
Constitutional Court judgment upholds transparency: Information Regulator welcomes decision 274 CompliNEWS 28 May 2023
Exploring the key aspects of succession planning 274 CompliNEWS 28 May 2023
Oversure (Pty) Ltd, Oversurance (Pty) Ltd and the FSCA (reconsideration application – administrative penalties – excessive debarment period) 274 CompliNEWS 28 May 2023
I-Cat International Consulting v SARS (review of assessment) 274 CompliNEWS 28 May 2023
Expert recommends cyber insurance for companies 274 CompliNEWS 28 May 2023
Reserve Bank plans for grid collapse 274 CompliNEWS 28 May 2023
Super AI developers call for global regulation 274 CompliNEWS 28 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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