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Headline Issue Diary Date
Bill seeks to cushion whistle-blowers 274 CompliNEWS 28 May 2023
Equity law will add to unemployment uptick 274 CompliNEWS 28 May 2023
NHI Bill sets up system for failure – SAMA 274 CompliNEWS 28 May 2023
The Future of Risk Management and Compliance 2023 report highlights 274 CompliNEWS 28 May 2023
Why KYC is required in gaming and betting sites – Interesting perspective from the UK 274 CompliNEWS 28 May 2023
Money laundering concerns hinder crypto industry growth, global regulatory collaboration needed 274 CompliNEWS 28 May 2023
Disbarred financial adviser's funds frozen, investors flooding the FSCA with queries 274 CompliNEWS 28 May 2023
Governing boards urged to address biodiversity loss as an immediate risk, say analysts 274 CompliNEWS 28 May 2023
South African Reserve Bank warns of capital outflows and sanctions risk 274 CompliNEWS 28 May 2023
US consultancy fined $2.44m for role in SARS state capture 274 CompliNEWS 28 May 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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