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Headline Issue Diary Date
SA's NPA adopts 'strategic approach' for high-profile graft cases 275 CompliNEWS 04 Jun 2023
Bill threatens to cripple Nigerian anti-graft agency 275 CompliNEWS 04 Jun 2023
Information Regulator orders private body to grant access to records in response to complaint 275 CompliNEWS 04 Jun 2023
Enforcement notice in terms of PoPIA – National Police Commissioner of the South African Police Service (SAPS) 275 CompliNEWS 04 Jun 2023
Directive on operational resilience for banks 275 CompliNEWS 04 Jun 2023
Important communication by Prudential Authority on implementation of Financial Sector Regulation Act and levies for supervised entities 275 CompliNEWS 04 Jun 2023
Tribunal overturns debarment decision in Niyaz Hercules v Telesure Investment Holdings case 275 CompliNEWS 04 Jun 2023
Summary of a legal case involving Abacus Insurance Limited as the applicant and the Prudential Authority as the respondent 275 CompliNEWS 04 Jun 2023
Oaker and Others v Kriel NO; Rockland Group Holdings (Pty) Ltd v Kriel NO and Others 275 CompliNEWS 04 Jun 2023
Standard Bank maintains fossil fuel financing despite ESG pressures, cites practical constraints 275 CompliNEWS 04 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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