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Financial Services Intelligence Watch
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Headline Issue Diary Date
Ex-director receives fine and suspended sentence for SARS fraud 281 CompliNEWS 14 Jul 2023
FSCA exempts 41 pension funds from certain board requirements under the Pension Funds Act 281 CompliNEWS 14 Jul 2023
SARS intensifies scrutiny on high-net-worth taxpayers as tax season begins 281 CompliNEWS 14 Jul 2023
Western Cape challenges Government's race-based employment equity draft regulations 281 CompliNEWS 14 Jul 2023
The power of ethics in driving corporate success 42 CompliNEWS Ethics 17 Jul 2023
NAVEX releases definitive risk and compliance benchmark report 42 CompliNEWS Ethics 17 Jul 2023
Australia's ASIC review of short- and long-term insurance target market determinations highlights areas for improvement 281 CompliNEWS 14 Jul 2023
ASIC issues interim stop order on Clearview Life's Income Protection Cover over deficiencies in target market determination 281 CompliNEWS 14 Jul 2023
Australia's ASIC cancels AFS licence of FTX Australia, limited financial services provided until July 2024 281 CompliNEWS 14 Jul 2023
Striking the balance: the ethical imperative in risk management for financial institutions 42 CompliNEWS Ethics 17 Jul 2023
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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