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Headline Issue Diary Date
Protection of information in research sector 272 CompliNEWS 12 May 2023
CIPC urges criminal sanctions for non-disclosure or incorrect disclosure of the beneficial ownership of companies and trusts 272 CompliNEWS 12 May 2023
Croatian Personal Data Protection Agency imposes administrative fine on the data controller – the Debt Collection Agency 272 CompliNEWS 12 May 2023
Clearview AI fined additional EUR 5.2 million for data protection failings 272 CompliNEWS 12 May 2023
FSCA amends notice regarding exemptions for crypto asset FSPs from certain regulatory requirements 272 CompliNEWS 12 May 2023
Innovative approaches to AI regulation: navigating ethical dilemmas as artificial intelligence expands 272 CompliNEWS 12 May 2023
Webber Wentzel goes after two ex-employees 272 CompliNEWS 12 May 2023
SARS additional disclosure requirements for tax clearance in respect of transferring funds abroad 272 CompliNEWS 12 May 2023
FSCA issues statement on sustainable finance and programme of work 272 CompliNEWS 12 May 2023
South African insurance industry commits to sustainable future 272 CompliNEWS 12 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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