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Headline Issue Diary Date
Australia updates its guidance on conducting employee due diligence and AML/CTF training 271 CompliNEWS 05 May 2023
MONEYVAL member states commit to strengthening the fight in AML 271 CompliNEWS 05 May 2023
IBM study – Over 70% of businesses view ESG as a revenue enabler 271 CompliNEWS 05 May 2023
Sasria does u-turn on grid collapse claims 271 CompliNEWS 05 May 2023
Committee warned of NHI Bill challenges 271 CompliNEWS 05 May 2023
Big-league banks cited for non-compliance with employment equity laws 271 CompliNEWS 05 May 2023
FSCA fines JP Markets R100 000 for operating as an Over-the-Counter Derivative Provider (ODP) without authorisation 271 CompliNEWS 05 May 2023
FSCA warns public against Classic Financial Services One (Pty) Ltd 271 CompliNEWS 05 May 2023
First ever PoPIA Enforcement Notice released – Department of Justice and Constitutional Development (DoJ & CD) found in breach of privacy regulations 271 CompliNEWS 05 May 2023
Working with centres of influence 271 CompliNEWS 05 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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