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Headline Issue Diary Date
FSCA Insurance Notice 9 of 2023 – PPR rule exemption for Sanlam Life Insurance 270 CompliNEWS 28 Apr 2023
Nigeria's GTBank fined N128.6m over failure in money-laundering test 270 CompliNEWS 28 Apr 2023
Coinbase sues SEC following months of silence from federal regulator, possible relocation 270 CompliNEWS 28 Apr 2023
Update to the Targeted Financial Sanctions (TFS) list 270 CompliNEWS 28 Apr 2023
MiCA finalised – Requiring crypto-asset service providers (CASPs) to be authorised in order to operate within the EU 270 CompliNEWS 28 Apr 2023
South African and UK authorities are taking action against employers who breach personal information through apps, to prevent any 'app'cidents from occurring 270 CompliNEWS 28 Apr 2023
Learn more about the Consumer Duty in the UK 270 CompliNEWS 28 Apr 2023
Crypto has evolved from being seen as an 'anti-establishment rebellion asset' says UK regulator 270 CompliNEWS 28 Apr 2023
EU data watchdog warns of ‘hell’ scenario for US AI companies 270 CompliNEWS 28 Apr 2023
Latest GDPR enforcement cases 270 CompliNEWS 28 Apr 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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