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Headline Issue Diary Date
Investment firm fined by Malta financial watchdog for failing to carry out checks on 6 000 clients 269 CompliNEWS 20 Apr 2023
EU Parliament votes for new crypto rules 269 CompliNEWS 20 Apr 2023
EU forms task force to address privacy concerns regarding ChatGPT, an AI platform 269 CompliNEWS 20 Apr 2023
EU regulators propose changes to sustainable finance disclosure rules 269 CompliNEWS 20 Apr 2023
Wolfsberg Group – Updated anti-bribery and corruption compliance programme guidance 269 CompliNEWS 20 Apr 2023
UK regulator flooded with whistleblower reports amid money-laundering crackdown, passing of the Anti-Money Laundering (AML) Whistleblower Improvement Act in the US 269 CompliNEWS 20 Apr 2023
Government eyes gold-backed digital currency in Zimbabwe 269 CompliNEWS 20 Apr 2023
Load shedding's emotional toll 269 CompliNEWS 20 Apr 2023
Study flags extent of SA's fossil fuel investments 269 CompliNEWS 20 Apr 2023
SARS makes emigration compliance changes 269 CompliNEWS 20 Apr 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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