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Headline Issue Diary Date
FSCA issues public warning against Dench Investment Solutions (Pty) Ltd 269 CompliNEWS 20 Apr 2023
FSCA provisionally withdraws Salt Asset Management (Pty) Limited licence 269 CompliNEWS 20 Apr 2023
Next week’s newsletter to be sent out on Wednesday 268 CompliNEWS 14 Apr 2023
New national identification Bill published 268 CompliNEWS 14 Apr 2023
Aussie regulator calls for improved approaches to scams as major bank customers report over $550m in scam losses 268 CompliNEWS 14 Apr 2023
FIC's Employee Screening Directive is effective 268 CompliNEWS 14 Apr 2023
Limitations of Artificial Intelligence and ChatGPT 268 CompliNEWS 14 Apr 2023
Six former Danske staff charged in relation to €200bn Estonia ML scandal 268 CompliNEWS 14 Apr 2023
What is the future of AML? 268 CompliNEWS 14 Apr 2023
Greylisting and accountable institutions 268 CompliNEWS 14 Apr 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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