Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
How can one support compliance? 268 CompliNEWS 14 Apr 2023
UK's ICO reprimands police for recording more than 200 000 phone calls without people’s knowledge 268 CompliNEWS 14 Apr 2023
UK online recruitment firm fined £130 000 for sending 107 million spam emails targeting jobseekers 268 CompliNEWS 14 Apr 2023
Wolfsberg Group updates anti-bribery and corruption compliance programme guidance for financial institutions 268 CompliNEWS 14 Apr 2023
Caution and potential for AI in financial services 268 CompliNEWS 14 Apr 2023
SEC charges Bittrex, Coinbase may leave US 268 CompliNEWS 14 Apr 2023
Vodafone in Spain fined for insufficient legal basis for data processing 268 CompliNEWS 14 Apr 2023
Survey spotlights SA's skills gap in cybersecurity 268 CompliNEWS 14 Apr 2023
Civil procedure – Check v Topfin (debarment) 268 CompliNEWS 14 Apr 2023
Latest enforcement statistics from the FSCA 268 CompliNEWS 14 Apr 2023
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.