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Headline Issue Diary Date
Significant increase in asset scams in South Africa 268 CompliNEWS 14 Apr 2023
FAIS Ombud publishes two case studies that show the importance of disclosing material terms to clients 268 CompliNEWS 14 Apr 2023
President Cyril Ramaphosa assents to Employment Equity Amendment Bill 268 CompliNEWS 14 Apr 2023
President Cyril Ramaphosa enacts greater protection for workers affected by occupational injuries and diseases 268 CompliNEWS 14 Apr 2023
Solidarity prepares for scrap over employment laws 268 CompliNEWS 14 Apr 2023
Pension funds – Kader v Swartz (realisation of pension funds interest; locus standi of receiver of joint estate) 268 CompliNEWS 14 Apr 2023
DA to challenge Employment Equity Amendment Act 268 CompliNEWS 14 Apr 2023
Matters related to the capital treatment of investments in insurance entities 267 CompliNEWS 10 Apr 2023
Principles for operational resilience for banks 267 CompliNEWS 10 Apr 2023
Setting boundaries when asked to do extra work 267 CompliNEWS 10 Apr 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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