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Headline Issue Diary Date
Prioritising customer outcomes: FCA's Consumer Duty in the UK sets the stage for major change 276 CompliNEWS 09 Jun 2023
FSCA extends exemptions for private equity funds in FAIS Notice 32 of 2023 276 CompliNEWS 09 Jun 2023
Strengthening the global fight against financial crime: FATF's priorities and collaborative approach 276 CompliNEWS 09 Jun 2023
Are Politically Exposed Persons (PEPs) indeed vulnerable to financial crime? 276 CompliNEWS 09 Jun 2023
Insurance market reluctant to provide broad protection for crypto companies and assets, following FTX collapse 276 CompliNEWS 09 Jun 2023
Morningstar report explores rise of anti-ESG funds and their holdings 276 CompliNEWS 09 Jun 2023
COMPLY releases 2023 CCO Playbook for UK Financial Firms, providing regulatory guidance and insights – of interest to SA based compliance officers 276 CompliNEWS 09 Jun 2023
JPMorgan Chase settles lawsuit qver Epstein-related allegations, expresses regret for association 276 CompliNEWS 09 Jun 2023
Regulation 28 amendments enable private equity to drive sustainable national goals 276 CompliNEWS 09 Jun 2023
Financial services providers (FSPs) warned of severe penalties for non-compliance with FIC Act 276 CompliNEWS 09 Jun 2023
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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