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Headline Issue Diary Date
FIC issues guidance note on electronic funds transfers 267 CompliNEWS 10 Apr 2023
R600m dividend: Eskom's insurance captive asks for PA fine to be reconsidered 267 CompliNEWS 10 Apr 2023
Should financial advisors consider ESG factors when advising their clients?; details of webinar 267 CompliNEWS 10 Apr 2023
NAMFISA publishes update on the progress of the formal consultation process on the Financial Institutions Markets Act 267 CompliNEWS 10 Apr 2023
Anti-corruption watchdog has 'significant role to play' 267 CompliNEWS 10 Apr 2023
Underinsurance warning 267 CompliNEWS 10 Apr 2023
Latest FSCA FAIS Notices outlining new suspensions, licence withdrawals and lifting of suspensions 267 CompliNEWS 10 Apr 2023
FSCA warns the public against Serene Financial Services’ false statement claiming they are a juristic representative of Legacy Risk Consult (Pty) Ltd 267 CompliNEWS 10 Apr 2023
Binance Australia Derivatives – AFS licence cancelled 267 CompliNEWS 10 Apr 2023
SARS, trustees and greylisting 267 CompliNEWS 10 Apr 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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