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Headline Issue Diary Date
Risk and compliance returns must be submitted to the FIC by 31 July 2023 – Only certain accountable institutions affected 266 CompliNEWS 31 Mar 2023
How to navigate the FATF greylistings 266 CompliNEWS 31 Mar 2023
What one can learn from the greylisting 266 CompliNEWS 31 Mar 2023
Financial Intelligence Centre reminds accountable institutions that have an obligation to register with the FIC to do so urgently 266 CompliNEWS 31 Mar 2023
Access to information – Giftwrap Trading (Pty) Ltd v Vodacom (Pty) Ltd and Others (statutory interpretation – disclosure of customer information obtained and stored) 266 CompliNEWS 31 Mar 2023
Data shows impact of load shedding on WFH in SA 266 CompliNEWS 31 Mar 2023
SA link to Australian cybercrime syndicate 266 CompliNEWS 31 Mar 2023
DiCaprio testifies in 1MDB money laundering trial 266 CompliNEWS 31 Mar 2023
Notice regarding the publication of draft Conduct Standard [-] of 2023 (General) – Requirements for Financial Institutions Providing Financial Education Initiatives 266 CompliNEWS 31 Mar 2023
Banks and regulators investigate 'gold mafia' claims 266 CompliNEWS 31 Mar 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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