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Headline Issue Diary Date
Insurance – PWR v Discovery Life Ltd & Another (contract; capital insurance; incapacity; repudiation) 267 CompliNEWS 10 Apr 2023
Reserve Bank caps insurance cover at R100 000 267 CompliNEWS 10 Apr 2023
Risk and compliance returns must be submitted to the FIC by 31 July 2023 – Only certain accountable institutions affected 266 CompliNEWS 31 Mar 2023
Reserve Bank caps insurance cover at R100 000 266 CompliNEWS 31 Mar 2023
Information Regulator outcomes of complaints investigated and assessments conducted in relation to POPIA and PAIA 266 CompliNEWS 31 Mar 2023
Staying tech savvy 266 CompliNEWS 31 Mar 2023
UK regulator sets clear plan for next 12 months 266 CompliNEWS 31 Mar 2023
UK government sets out regulatory proposals for marketing cryptoassets 266 CompliNEWS 31 Mar 2023
TikTok hit with $15.7m UK fine for misusing children’s data 266 CompliNEWS 31 Mar 2023
CSIR collaborates with SAPS to strengthen cybercrime efforts 266 CompliNEWS 31 Mar 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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