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Headline Issue Diary Date
Changes to the Companies Act in light of the General Law (AML) changes 267 CompliNEWS 10 Apr 2023
More on TikTok being fined EUR14.5 million by the UK's ICO 267 CompliNEWS 10 Apr 2023
Bank Regulator drops case against ex-Rabobank U.S. compliance officer 267 CompliNEWS 10 Apr 2023
Enforcement Notices must be complied with 267 CompliNEWS 10 Apr 2023
Italy DPA announces ban of OpenAI’s ChatGPT – will others follow? 267 CompliNEWS 10 Apr 2023
South Africa must decide if it wants to get off grey list or be friends with Putin 267 CompliNEWS 10 Apr 2023
South African banks among world’s best 267 CompliNEWS 10 Apr 2023
Finance – Deon Smit v Nedbank Limited (debarment set aside) 267 CompliNEWS 10 Apr 2023
Financial sector – Escap SOC Limited v Prudential Authority (contravention of financial sector law by captive insurer) 267 CompliNEWS 10 Apr 2023
SA in 'dire state', says ArcelorMittal boss 267 CompliNEWS 10 Apr 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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