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Headline Issue Diary Date
Money laundering/terrorism financing risk assessment 265 CompliNEWS 24 Mar 2023
The FATF – politically influenced or strictly technical in its decision-making? 265 CompliNEWS 24 Mar 2023
Scaling your compliance monitoring with data analytics – Building tech-enabled compliance in 2023 and beyond 265 CompliNEWS 24 Mar 2023
FinCEN in the US issues statements on jurisdictions with AML/CFT/CPF deficiencies 265 CompliNEWS 24 Mar 2023
US regulator dive into messaging apps poses new compliance challenge 265 CompliNEWS 24 Mar 2023
How understanding financial flows and key indicators can help to fight modern slavery and human trafficking in South Africa 265 CompliNEWS 24 Mar 2023
Absa group aims for net zero carbon emissions by 2050 265 CompliNEWS 24 Mar 2023
ChatGPT will save lives – Bill Gates 265 CompliNEWS 24 Mar 2023
Tax Disputes – Two rulings in respect of procedure and forum for disputing a tax assessment in terms of Tax Administration Act, 2011 265 CompliNEWS 24 Mar 2023
Nedbank clients targeted in cyber attack 265 CompliNEWS 24 Mar 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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