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Headline Issue Diary Date
UK seizes Brazilian money launderer's bribe loot, forfeiture is the largest ever amount seized by the SFO from a single bank account 265 CompliNEWS 24 Mar 2023
Exposé implicates suspected money launderers 265 CompliNEWS 24 Mar 2023
Travel Rule guide to help crypto businesses solve the compliance puzzle 264 CompliNEWS 17 Mar 2023
Lindsay Lohan and Jake Paul hit with SEC charges over illegal crypto scheme 264 CompliNEWS 17 Mar 2023
A thankless task, being compliance officer at Wirecard in Munich 264 CompliNEWS 17 Mar 2023
Sanctions on Russia and its impact, how two-thirds of the world population is taking a neutral stance 264 CompliNEWS 17 Mar 2023
Regulators focus on trust distributions – Trusts are regarded as a major conduit for money laundering and terrorism financing as well as for tax evasion 264 CompliNEWS 17 Mar 2023
OneCoin head of compliance facing 40-year sentence after US extradition 264 CompliNEWS 17 Mar 2023
'AML Vulnerabilities in Hedge Funds' – a RiskScreen report 264 CompliNEWS 17 Mar 2023
Podcast – The role of ethics and compliance programs in international business 264 CompliNEWS 17 Mar 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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