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Headline Issue Diary Date
Notice regarding the publication of draft notice of amendment of Board Notice 90 of 2014 – Determination of securities, classes of securities, assets or classes of assets that may be included in a portfolio of a collective investment scheme in securities 262 CompliNEWS 03 Mar 2023
Magistrate orders arrest of cyber fraud convict – 'Received a trove of personal and business data from data services firm, Experian' 262 CompliNEWS 03 Mar 2023
Another Phala Phala blow for Ramaphosa 262 CompliNEWS 03 Mar 2023
Treasury appears to be tightening exchange controls 262 CompliNEWS 03 Mar 2023
Nine countries to watch on the 2022 Corruption Perceptions Index, SA on the list 262 CompliNEWS 03 Mar 2023
Wirecard – How the biggest fraud in German history was uncovered 262 CompliNEWS 03 Mar 2023
FTX – Bankman-Fried faces new criminal charges relating to political contributions 262 CompliNEWS 03 Mar 2023
Enthusiasm to target kleptocratic assets appears to wane as governments struggle to report on progress 262 CompliNEWS 03 Mar 2023
FCA (UK) enforcement places ‘inadequacy of staff training’ under the microscope 262 CompliNEWS 03 Mar 2023
FATF black list threat 262 CompliNEWS 03 Mar 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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