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Headline Issue Diary Date
Where to for advisers and intermediaries in 2023? 255 CompliNEWS 13 Jan 2023
Allianz Risk Barometer 2023 – critical infrastructure blackouts and cyber top threats in South Africa 255 CompliNEWS 13 Jan 2023
Publication of 2022 tax Acts and accompanying documentation 255 CompliNEWS 13 Jan 2023
The Trade Compliance Officer 255 CompliNEWS 13 Jan 2023
What is 'wash trading' in the crypto sector? 255 CompliNEWS 13 Jan 2023
Africa’s biggest law firm ordered to pay victim R5.5 million following client email hack 255 CompliNEWS 13 Jan 2023
Reminder regarding recent amendments to the FAIS general code of conduct 255 CompliNEWS 13 Jan 2023
AML and terrorism financing reminders (FICA) 255 CompliNEWS 13 Jan 2023
Changes to Trust Property Control Act may be heard in the courts following General Laws promulgation 255 CompliNEWS 13 Jan 2023
Independent advice model 'increasingly important' in the UK 255 CompliNEWS 13 Jan 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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