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Headline Issue Diary Date
SEC charges Genesis and Gemini for the unregistered offer and sale of crypto asset securities through the Gemini Earn Lending Programme 255 CompliNEWS 13 Jan 2023
NPA on preservation order to freeze properties linked to National Lotteries Commission investigations 255 CompliNEWS 13 Jan 2023
Most opting for hybrid model 255 CompliNEWS 13 Jan 2023
UK's banks facing 109 class actions – research 255 CompliNEWS 13 Jan 2023
Rooplal NO v Pelesa (Credit agreements – Disputed validity – Dispute of facts) 255 CompliNEWS 13 Jan 2023
SARS still targeting high-net-worth individuals 255 CompliNEWS 13 Jan 2023
Tax compliance – filing season for provisional taxpayers ends on 23 January 2023 255 CompliNEWS 13 Jan 2023
Policy – Regulations on beneficial ownership out for comment 255 CompliNEWS 13 Jan 2023
Retired Johannesburg High Court Judge Margie Victor appointed Ombud for long- and short-term insurance 255 CompliNEWS 13 Jan 2023
Postbank gearing up to become a state bank 255 CompliNEWS 13 Jan 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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