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Headline Issue Diary Date
Investigation of cryptocurrency complaints – Office of the FAIS Ombud 255 CompliNEWS 13 Jan 2023
Hawarden v Edward Nathan Sonnenbergs Inc (Cyber-fraud following business email compromise) 255 CompliNEWS 13 Jan 2023
Irba warns of dangers of AI 255 CompliNEWS 13 Jan 2023
Recession fears grow, PwC’s 26th Annual Global CEO Survey 255 CompliNEWS 13 Jan 2023
JPMorgan must face Ray-Ban lawsuit over cyber theft 255 CompliNEWS 13 Jan 2023
Report – FATF spared large economies from pressure over AML gaps 255 CompliNEWS 13 Jan 2023
Latest on FTX collapse, and crypto news 255 CompliNEWS 13 Jan 2023
SA meets with FATF in Morocco in last-ditch attempt to avoid greylisting 255 CompliNEWS 13 Jan 2023
UK regulator fines another bank for anti-money laundering failures 255 CompliNEWS 13 Jan 2023
Viagra vs RDR and unintended consequences (UK); story of being 'independent' 255 CompliNEWS 13 Jan 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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