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Headline Issue Diary Date
Danske Bank pleads guilty and pays $2 billion to resolve massive fraud case 254 CompliNEWS 19 Dec 2022
FST slashes penalties imposed on the Land Bank’s insurance companies for contraventions of the Insurance Acts 254 CompliNEWS 19 Dec 2022
National Treasury on enactment of the key AML and CTF financing laws 254 CompliNEWS 19 Dec 2022
FST determination reconsideration application involving Nigel James Green and FSCA (FSCA’s decision to impose a financial penalty on and debar Mr Green set aside) 254 CompliNEWS 19 Dec 2022
Advocate Xolisile Khanyile from FIC receives top accolade by the Global Coalition to Fight Financial Crime (GCFFC) 254 CompliNEWS 19 Dec 2022
FIC draft public compliance communications released for all new accountable institutions, incl. credit providers and CASPs – comments by 20 January 2023 254 CompliNEWS 19 Dec 2022
FIC releases 25-page reference guide to assist all new, and existing accountable institutions 254 CompliNEWS 19 Dec 2022
Not only South Africa facing greylisting by the FATF 254 CompliNEWS 19 Dec 2022
£1m Ponzi scheme fraudster jailed for three years, five charged over roles in $45m global crypto scheme, crypto game 254 CompliNEWS 19 Dec 2022
Acting tax ombud's tenure extended 254 CompliNEWS 19 Dec 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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