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Headline Issue Diary Date
Godongwana punts changes to retirement rules – Conduct Standard 1 of 2022 to possibly replace regulation 33 of the PFA 250 CompliNEWS 18 Nov 2022
Hacked firm's anonymity justified in ransomware ruling 250 CompliNEWS 18 Nov 2022
FST – Determination involving Quintin Moorcroft and FSCA (Administrative penalty and debarment – Provision of discretionary services without a licence) 250 CompliNEWS 18 Nov 2022
How to re-energise a team 250 CompliNEWS 18 Nov 2022
Advice firms need to get creative to attract next generation of customers – AKG report 250 CompliNEWS 18 Nov 2022
UK regulator adopts new 'Early and High Growth Oversight' function to provide closer supervision and help through the first stages of being authorised 250 CompliNEWS 18 Nov 2022
Code of Conduct for ESG data and ratings providers in the UK 250 CompliNEWS 18 Nov 2022
Nedbank and Microsoft team up in green capability 250 CompliNEWS 18 Nov 2022
Data Protection Africa Summit gets underway; Information Regulator making strides, albeit slowly 250 CompliNEWS 18 Nov 2022
First of two laws to fight terrorism financing approved by National Assembly; Parliament was being treated only as a 'rubber stamp' 250 CompliNEWS 18 Nov 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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