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Headline Issue Diary Date
Report of the Standing Committee on Finance on the Taxation Laws Amendment Bill (National Assembly – section 77), dated 16 November 2022 250 CompliNEWS 18 Nov 2022
Capital markets – slew of new Documents for Consultation and Notices released 250 CompliNEWS 18 Nov 2022
​Impilo Plus (Pty) Ltd and Mr Risky Gorden Mashigo fined R25 000 for contravening FAIS Act and Insurance Act 250 CompliNEWS 18 Nov 2022
FSCA fines IFX Brokers Holdings (Pty) Ltd R50 000 for contravening financial sector and ODP laws 250 CompliNEWS 18 Nov 2022
More pension fund exemptions announced 250 CompliNEWS 18 Nov 2022
FSCA warns the public against MiWay Team Mining 250 CompliNEWS 18 Nov 2022
FSCA fines Trade Nation Financial (Pty) Ltd and Mr Nicholas Sproule R30 000 for contravening Financial Sector Regulation Act and ODP regulations 250 CompliNEWS 18 Nov 2022
Does the late flurry of AML/CTF Bills adequately respond to South Africa’s unique challenges in combating financial crime? Greylisting consequence, Cambodia 250 CompliNEWS 18 Nov 2022
S&P Global Ratings retains its positive outlook on SA’s credit rating 250 CompliNEWS 18 Nov 2022
NHI to plough ahead – Health Minister 250 CompliNEWS 18 Nov 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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