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Headline Issue Diary Date
Push for NHI Bill approval before ANC conference 250 CompliNEWS 18 Nov 2022
Old Mutual to launch new bank in 2024 250 CompliNEWS 18 Nov 2022
UK FCA – Concern about problem behaviours linked to trading app design 250 CompliNEWS 18 Nov 2022
FSCA Communication 37 of 2022 (FAIS) – Upcoming workshops for Financial Services Providers 250 CompliNEWS 18 Nov 2022
Massive SA private equity deal – The Rohatyn Group and Ethos 250 CompliNEWS 18 Nov 2022
FIC – Property practitioners and accountable institutions, Interpretation of item 3 of Schedule 1 of the FIC Act 250 CompliNEWS 18 Nov 2022
Australian Government considers making cyber ransom payments illegal after Medibank hack 250 CompliNEWS 18 Nov 2022
TRACE releases 2022 Bribery Risk Matrix, SA 55th 250 CompliNEWS 18 Nov 2022
Spotlight continues to fall on FTX; regulation 250 CompliNEWS 18 Nov 2022
Report of the Standing Committee on Finance on the Tax Administration Laws Amendment Bill, dated 16 November 2022 250 CompliNEWS 18 Nov 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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