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Headline Issue Diary Date
ASISA CIS Operations Guideline – October 2022 248 CompliNEWS 03 Nov 2022
ASISA – South Africa’s life and disability insurance shortfall = R34.3 trillion 248 CompliNEWS 03 Nov 2022
South African Insurance Association (SAIA) Bulletin – October 2022 248 CompliNEWS 03 Nov 2022
Australia – Medibank customers urged to be vigilant amid 'distressing' data threat; 9.7 million customers affected 248 CompliNEWS 03 Nov 2022
More GDPR fines for non-compliance with general data processing principles 248 CompliNEWS 03 Nov 2022
Spanish bank fined for non-compliance with general data processing principles 248 CompliNEWS 03 Nov 2022
New ESG Barometer to map SA companies' practices 248 CompliNEWS 03 Nov 2022
Top 10 ways to spot a crypto scam 248 CompliNEWS 03 Nov 2022
Former Australian director pleads guilty to conducting $180 million Ponzi scheme; news of a further US Ponzi 248 CompliNEWS 03 Nov 2022
Financial Services Tribunal Hearing Schedule 248 CompliNEWS 03 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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