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Headline Issue Diary Date
Implosion leaves crypto to rebuild trust from scratch 249 CompliNEWS 11 Nov 2022
Why SA is fertile ground for terrorism funders 249 CompliNEWS 11 Nov 2022
Instagram hackers target SA account holders, data protection concerns 249 CompliNEWS 11 Nov 2022
Proposed constitutional amendment for cyber security 249 CompliNEWS 11 Nov 2022
Quiet Firing 248 CompliNEWS 03 Nov 2022
Aussie husband and wife banned from providing financial services 248 CompliNEWS 03 Nov 2022
FSCA Communication 35 of 2022 (RF) – Publication of draft Prudential Standard – Requirements related to Regulatory Reporting and Audited Financial Statements for Pension Funds 248 CompliNEWS 03 Nov 2022
Health Squared allegedly tried to scupper curatorship move 248 CompliNEWS 03 Nov 2022
Taxpayers urged to utilise disclosure programme 248 CompliNEWS 03 Nov 2022
UAE investment firm and key person fined over $4.7m 248 CompliNEWS 03 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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