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Headline Issue Diary Date
South Africans added to US terrorist sanctions list as government vows to root out terrorism financing 248 CompliNEWS 03 Nov 2022
JSE suspends Trustco following court ruling 248 CompliNEWS 03 Nov 2022
Managing risk in virtual client engagements 248 CompliNEWS 03 Nov 2022
Exchange control and tax implications for crypto assets 248 CompliNEWS 03 Nov 2022
Fisa calls on banks to focus on bank accounts of dead clients 248 CompliNEWS 03 Nov 2022
Court finds Australian bank engaged in unconscionable conduct over account fees 248 CompliNEWS 03 Nov 2022
FCA's key priorities for the financial advice industry including the new Consumer Duty 248 CompliNEWS 03 Nov 2022
Preservation order granted over alleged bank fraud 248 CompliNEWS 03 Nov 2022
Levies proposed for medical schemes 248 CompliNEWS 03 Nov 2022
New regulations for preferential procurement 248 CompliNEWS 03 Nov 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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