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Headline Issue Diary Date
Scramble to polish greylisting laws; NCOP starts deliberations amid scathing criticism 247 CompliNEWS 28 Oct 2022
Closer look at compliance spending after a fine in capital markets (US article) 247 CompliNEWS 28 Oct 2022
How do you ensure that your business complies with every law, rule and regulation that governs its operations? 247 CompliNEWS 28 Oct 2022
Building client trust 247 CompliNEWS 28 Oct 2022
Mastercard Study – African FinTech sector had one of the highest year-on-year growth rates in funding in 2021 247 CompliNEWS 28 Oct 2022
New EU-US Data Privacy Framework? 247 CompliNEWS 28 Oct 2022
Global data privacy regulators set resolution on facial recognition at annual meeting 247 CompliNEWS 28 Oct 2022
New FAIS Ombud announced 247 CompliNEWS 28 Oct 2022
The mechanics of sanctions 247 CompliNEWS 28 Oct 2022
SARs (STRs) Reporter Booklet: October 2022 247 CompliNEWS 28 Oct 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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