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Headline Issue Diary Date
AML Vulnerabilities in the Crypto Sector – RiskScreen report now available 247 CompliNEWS 28 Oct 2022
ESG opinion: A sustainable and equitable financial future 247 CompliNEWS 28 Oct 2022
Profits from environmental crime higher than the drug trade, other environmental crime news 247 CompliNEWS 28 Oct 2022
Retirement fund members at ‘serious risk’ of losing almost R500m in assets 247 CompliNEWS 28 Oct 2022
Publication of Draft Guidance Note 102A on processing of electronic funds transfers for a second round of consultation 247 CompliNEWS 28 Oct 2022
All Pick n Pay stores to accept bitcoin payments 247 CompliNEWS 28 Oct 2022
Concerns about new Dutch anti-money laundering law 247 CompliNEWS 28 Oct 2022
Western Cape High Court – Engineering Industries Pension Fund v Pioneer Mechanical (unpaid contributions) 247 CompliNEWS 28 Oct 2022
Treasury berated over AML Bill fast-tracking; described as an 'ambush' 247 CompliNEWS 28 Oct 2022
Information Regulator on Codes of Conduct for the Banking and Credit Reporting Sectors 247 CompliNEWS 28 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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