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Headline Issue Diary Date
Investment manager fined and banned in Qatar 256 CompliNEWS 20 Jan 2023
The role of High Frequency Traders in FX markets 256 CompliNEWS 20 Jan 2023
Irish regulator fines WhatsApp Ireland Ltd EUR 5.5 million (R102 million) in respect of insufficient legal basis for data processing; Swedish case 256 CompliNEWS 20 Jan 2023
Global sustainability index rates corporations 256 CompliNEWS 20 Jan 2023
Luno SA says customer funds are safe 256 CompliNEWS 20 Jan 2023
FIC publishes draft Guidance Note 104A, offers guidance in respect of obligations to file international funds transfer reports in terms of FICA 256 CompliNEWS 20 Jan 2023
US' SEC charges Nexo Capital Inc $45 million (R780m) and orders them to cease unregistered offering of crypto asset lending product 256 CompliNEWS 20 Jan 2023
UK finance regulator to carry out retirement income advice review 256 CompliNEWS 20 Jan 2023
UK firm fined for inadequate anti-money laundering system, fined £20 000 (R410 000) 256 CompliNEWS 20 Jan 2023
Finance Minister appoints new chair of Ombud Council 256 CompliNEWS 20 Jan 2023
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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