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Headline Issue Diary Date
2022 AML Industry Benchmarking Report 247 CompliNEWS 28 Oct 2022
Swift accepts community request to delay ISO 20022 migration until March 2023 247 CompliNEWS 28 Oct 2022
FATF Guidance on Beneficial Ownership (Recommendation 24) and (Recommendation 25) for public consultation regarding beneficial ownership 247 CompliNEWS 28 Oct 2022
Top state official accused of R9m pension fund fraud 247 CompliNEWS 28 Oct 2022
SARS warns of new ‘court order’ scam targeting taxpayers 247 CompliNEWS 28 Oct 2022
Jooste yet to pay FSCA insider trading fine 247 CompliNEWS 28 Oct 2022
Crypto firm shut down for scamming investors 247 CompliNEWS 28 Oct 2022
SARS seeks own liquidator in MTI case, liquidator responds to SARS' tax demands 247 CompliNEWS 28 Oct 2022
Germany fraud warning – BaFin issues warning about fake offers of assistance from the FCA 247 CompliNEWS 28 Oct 2022
UK's FCA cancels the shares of SA-based Umuthi Healthcare Solutions plc from official list 247 CompliNEWS 28 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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