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Headline Issue Diary Date
ESG processes are evolving 246 CompliNEWS 21 Oct 2022
Challenge against the ill-conceived NHI proposal following ruling 246 CompliNEWS 21 Oct 2022
Australian regulator issues largest ever penalty handed down for breaches of its Market Integrity Rules 246 CompliNEWS 21 Oct 2022
Probe uncovers how money-launderers infiltrated SA banks 246 CompliNEWS 21 Oct 2022
SA fintechs need better regulation 246 CompliNEWS 21 Oct 2022
National Consumer Commission (NCC) declares Obelisk a multiplication scheme 246 CompliNEWS 21 Oct 2022
SCA – Lebashe Financial Services (Pty) Ltd v The Prudential Authority and Others (Duty of curator regarding recapitalisation of insurer – Insurance Act) 246 CompliNEWS 21 Oct 2022
NPA updates Steinhoff probe 246 CompliNEWS 21 Oct 2022
Postbank gets backing for full licence 246 CompliNEWS 21 Oct 2022
Cyber attackers pose same cost to small IFAs as a large, listed company – report 246 CompliNEWS 21 Oct 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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