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Headline Issue Diary Date
Lobby group warns of NHI risk 246 CompliNEWS 21 Oct 2022
Financial and cybercrimes top global police concerns, says new INTERPOL report 246 CompliNEWS 21 Oct 2022
Record fine for Australian casino operator over money laundering 246 CompliNEWS 21 Oct 2022
As global AML efforts stall, it’s time for businesses to step up and play their part 246 CompliNEWS 21 Oct 2022
Singapore regulator bans ex-banker for 10 years for not reporting suspicious transactions 246 CompliNEWS 21 Oct 2022
More exemptions for pension funds 246 CompliNEWS 21 Oct 2022
Decline in number of authorised FSPs, complaints down 246 CompliNEWS 21 Oct 2022
Myanmar put on FATF’s ‘black list’ over money laundering risks 246 CompliNEWS 21 Oct 2022
Pakistan exits FATF Grey List 246 CompliNEWS 21 Oct 2022
Revision of the cash transaction reporting threshold in terms of the Financial Intelligence Centre Act 246 CompliNEWS 21 Oct 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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