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Headline Issue Diary Date
Outcomes of FATF Plenary held on 20–21 October 2022; Nicaragua and Pakistan removed from the grey list 246 CompliNEWS 21 Oct 2022
Latest FAIS Notices 246 CompliNEWS 21 Oct 2022
Insurers exiting from coal – scorecard 246 CompliNEWS 21 Oct 2022
FST – Chuma Dlulane v Clientele Life Insurance – Policy protection rules (PPR’s) and treating customers fairly (TCF) 246 CompliNEWS 21 Oct 2022
Insurance salesman reinstated after bruising battle 246 CompliNEWS 21 Oct 2022
The next stage of ESG investing – FT Adviser report 246 CompliNEWS 21 Oct 2022
Barclays fined over 'reckless' 2008 fundraising; other UK enforcement news 246 CompliNEWS 21 Oct 2022
Millions of Britons struggling with bills, warns regulator 246 CompliNEWS 21 Oct 2022
Handwritten R376m invoice used against Jooste 246 CompliNEWS 21 Oct 2022
Amendments to the Prevention and Combating of Corrupt Activities Act in the pipeline 246 CompliNEWS 21 Oct 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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