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Headline Issue Diary Date
Banks and firms face mammoth sanctions – compliance challenges 215 CompliNEWS 17 Mar 2022
Labour Appeal Court – Austin-Day v ABSA Bank Ltd and Others (unfair dismissal, banking) 215 CompliNEWS 17 Mar 2022
Financial Services Tribunal – Erasmus v FSCA and Another (FSR Act) 215 CompliNEWS 17 Mar 2022
Economic Crime Act receives Royal Assent 215 CompliNEWS 17 Mar 2022
Financial Services Tribunal – Van Schalkwyk v PFA and Others (allocation of death benefits) 215 CompliNEWS 17 Mar 2022
Standard Bank to end coal and fracking funding 215 CompliNEWS 17 Mar 2022
Covid-19 crisis: Workplace code of practice issued; more rulings on workplace vaccinations 215 CompliNEWS 17 Mar 2022
Cryptoasset scams double in 2021 214 CompliNEWS 11 Mar 2022
US' FINRA fines Deutsche Bank Securities, Inc. $2 million for best execution violations 214 CompliNEWS 11 Mar 2022
US' SEC charges call centre operators in $58 million penny stock scheme 214 CompliNEWS 11 Mar 2022
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Working Smart

By Lee Rossini

To build a sustainable business in today’s complex environment, financial planners need to offer more than expert recommendations. It requires cultivating strong partnerships with clients built on collaboration. Collaboration is more than just communication; it is the process of working jointly with clients to identify their goals, understand their challenges, and co-create tailored solutions that align with their financial aspirations. By adopting a collaborative approach, planners can gain deeper insights into client needs, strengthen trust, and deliver advice that truly resonates.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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