Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
AML task force highlights successes 244 CompliNEWS 07 Oct 2022
SARS getting tough on people working outside of SA 244 CompliNEWS 07 Oct 2022
EU approves Digital Services Act 244 CompliNEWS 07 Oct 2022
Financial Services Tribunal – Determination involving Akani Retirement Fund Administrators and FSCA (penalty reconsideration) 244 CompliNEWS 07 Oct 2022
Glencore faces flood of litigation after bribery charges 244 CompliNEWS 07 Oct 2022
South Africa’s strict new transformation laws and the Employment Equity Amendment Bill 244 CompliNEWS 07 Oct 2022
'Advisers are responsible for raising standards, not RDR' - FT Adviser 244 CompliNEWS 07 Oct 2022
Notice – Proposed amendments to the JSE Guarantee Fund Rules 244 CompliNEWS 07 Oct 2022
FAIS Ombud revises compensation order in investments case 244 CompliNEWS 07 Oct 2022
National Treasury – Publication of draft refinements to research & development tax incentive for potential inclusion in the 2023 Taxation Laws Amendment Bill 244 CompliNEWS 07 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.