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Headline Issue Diary Date
Proposed PoCDATARA amendments – 'This article – and good governance – could soon become outlawed' 245 CompliNEWS 13 Oct 2022
How SA might stay off the grey list – Moneyweb interview 245 CompliNEWS 13 Oct 2022
Gauteng High Court (JHB) – FirstRand Bank v Wesbank (National Credit Act) 245 CompliNEWS 13 Oct 2022
Mental health at work 244 CompliNEWS 07 Oct 2022
NAMFISA Annual Report for the financial year 2021/2022, news on inspections and legislation update 244 CompliNEWS 07 Oct 2022
Legislative and Supervisory Reform Conference, Swakopmund, Namibia 244 CompliNEWS 07 Oct 2022
Guidance on Source of Wealth (SoW) and Source of Funds (SoF) 244 CompliNEWS 07 Oct 2022
Retailer Easylife fined £1.48 million for breaking data protection and electronic marketing laws 244 CompliNEWS 07 Oct 2022
Gauteng High Court – MISA obo Ooteman v IPOP Investments (Unfair dismissal) 244 CompliNEWS 07 Oct 2022
Tax Administration Laws Amendment Bill in Parliament soon 244 CompliNEWS 07 Oct 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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