Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| French record fine of €75m against H2O Asset Management, Swedish asset management firm fined for conflict-of-interest failures | 252 | CompliNEWS | 01 Dec 2022 |
| A new Consumer Duty – Setting a higher standard of care for consumers | 252 | CompliNEWS | 01 Dec 2022 |
| More than 100 people arrested in the UK’s biggest ever fraud investigation | 252 | CompliNEWS | 01 Dec 2022 |
| Is sustainable finance sustainable? | 252 | CompliNEWS | 01 Dec 2022 |
| Goldman Sachs fined $4m over ESG fund failures | 252 | CompliNEWS | 01 Dec 2022 |
| Similarities and differences between money laundering and terrorism financing | 252 | CompliNEWS | 01 Dec 2022 |
| FTX crypto crisis latest; regulation | 252 | CompliNEWS | 01 Dec 2022 |
| Amendments to the FICA schedules to kick in on 19 December 2022 | 252 | CompliNEWS | 01 Dec 2022 |
| General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill vote | 252 | CompliNEWS | 01 Dec 2022 |
| South Africa starts regulating cryptocurrency exchanges in terms of FICA | 252 | CompliNEWS | 01 Dec 2022 |
