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Headline Issue Diary Date
New PoPIA gazetted Notices 244 CompliNEWS 07 Oct 2022
Public submissions period into the General Laws Amendment Bill has now closed, public hearings continue 244 CompliNEWS 07 Oct 2022
GDPR enforcement case notes insufficient legal basis for data processing 244 CompliNEWS 07 Oct 2022
Many lessons for South Africa following Mauritius grey listing 244 CompliNEWS 07 Oct 2022
Financial Action Task Force to Put DRC on its Grey List 244 CompliNEWS 07 Oct 2022
ESG investing and HNWIs 244 CompliNEWS 07 Oct 2022
Harlequin resorts boss jailed for 12 years over £226 million fraud 244 CompliNEWS 07 Oct 2022
UK Economic Crime Bill’s new data sharing rules could spark an anti-financial-crime revolution 244 CompliNEWS 07 Oct 2022
UK orders crypto exchanges to report sanctions breaches and freeze the assets involved 244 CompliNEWS 07 Oct 2022
Hong Kong fines Cathay United Bank HK$11M (€1.4M) for AML breaches 244 CompliNEWS 07 Oct 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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