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Headline Issue Diary Date
UK's FCA fines Pembrokeshire Mortgage Centre Ltd £2,4m for serious failings in relation to the British Steel Pension Scheme 252 CompliNEWS 01 Dec 2022
Warning for firms offering contract for difference (CFD) products 252 CompliNEWS 01 Dec 2022
'Financial advice is often compared with therapy – and the comparison is not lazy ' 252 CompliNEWS 01 Dec 2022
Regulation shift opening up private equity in South Africa 252 CompliNEWS 01 Dec 2022
FST hearing schedule for period December 2022 – March 2023 252 CompliNEWS 01 Dec 2022
Australian regulator issues infringement notices against investment manager for greenwashing 252 CompliNEWS 01 Dec 2022
Namibia's NAMFISA finalises the consideration of industry comments and representations on the FIMA subordinate legislation 252 CompliNEWS 01 Dec 2022
New accountable institution schedules to FICA come into effect on 19 December 2022 252 CompliNEWS 01 Dec 2022
FIC issues Compliance Communication 22A – Clarifying the interplay between the collection, assessment and reporting of clients' personal information and special personal information in compliance with FICA and POPIA 252 CompliNEWS 01 Dec 2022
Seasonal downtime 251 CompliNEWS 27 Nov 2022
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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