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Headline Issue Diary Date
Financial soundness workshops and survey for Financial Services Providers 243 CompliNEWS 29 Sep 2022
Dirty money remains major threat to society – Basel AML Index for 2022 published 243 CompliNEWS 29 Sep 2022
SA National Terrorism Financing Risk Assessment 243 CompliNEWS 29 Sep 2022
Be prepared for a performance review 243 CompliNEWS 29 Sep 2022
Sanctions compliance: Delicate balance between reactivity and proactivity 243 CompliNEWS 29 Sep 2022
How compliance professionals can combat rising financial crime 243 CompliNEWS 29 Sep 2022
Morgan Stanley’s wealth management arm hit with $35m data protection fine 243 CompliNEWS 29 Sep 2022
Dotsure Insurance Company Ltd and Another v B-Sure Africa Insurance Brokers (Pty) Ltd (civil procedure – contempt of court) 243 CompliNEWS 29 Sep 2022
FIC and Proliferation Financing Public Compliance Communication 243 CompliNEWS 29 Sep 2022
Why you need to delve into your data 243 CompliNEWS 29 Sep 2022
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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