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Headline Issue Diary Date
UK data protection regulator fines four firms targeting people with home improvement predatory marketing calls 243 CompliNEWS 29 Sep 2022
Financial Intelligence Centre (FIC) issues draft Guidance Note 7A for a second round of consultation until 21 October 2022 243 CompliNEWS 29 Sep 2022
37% drop in Australian advisers in three years 243 CompliNEWS 29 Sep 2022
Talking ESG with clients, 14% of ESG investors now investing with conviction 243 CompliNEWS 29 Sep 2022
Lessons from our neighbour: How Mauritius managed to come off the Grey List in record time 243 CompliNEWS 29 Sep 2022
FSCA supports World Investor Week 3–9 October 2022 243 CompliNEWS 29 Sep 2022
Couple who deleted employee's Facebook data in court 243 CompliNEWS 29 Sep 2022
Kim Kardashian fined for advertising crypto product 243 CompliNEWS 29 Sep 2022
Africa sees record venture capital investment; ICT sector 243 CompliNEWS 29 Sep 2022
Prudential Authority grants Capitec insurance licence 243 CompliNEWS 29 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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