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Headline Issue Diary Date
3Sixty Life under final curatorship 243 CompliNEWS 29 Sep 2022
Ombud: 'Times of economic hardship lead to more complaints' 243 CompliNEWS 29 Sep 2022
Urgent steps to avoid being greylisted by the Financial Action Task Force 243 CompliNEWS 29 Sep 2022
FSCA RF Notice 14 of 2022 – Determination of format of documents in respect of requirements related to the payment of pension fund contributions 243 CompliNEWS 29 Sep 2022
Conduct Standard on requirements relating to Third Party Cell Captive Insurance Business, 2022, comes into operation 243 CompliNEWS 29 Sep 2022
PA Directive – Matters relating to domestic money or value transfer services 243 CompliNEWS 29 Sep 2022
Technical changes to Banks Act 243 CompliNEWS 29 Sep 2022
Regulator flags plight of Constantia policyholders, company under final liquidation 243 CompliNEWS 29 Sep 2022
SCA – Zurich Insurance v Gauteng Provincial Government (prescription) 243 CompliNEWS 29 Sep 2022
FIC contributes to recovery of more than R5bn in criminal assets, FIC Annual report released 243 CompliNEWS 29 Sep 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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